Raising Capital

The abrupt course change of the U.S. (and global) economy has changed the environment for raising capital – just as the reasons companies seek financing have likely also changed.

Raising capital in the middle market isn’t just about finding a willing lender; it’s about finding the right structure, the right partner, and the right terms for where your business is headed.

FOCUS brings decades of experience, active relationships across hundreds of capital sources, and deep industry knowledge to every engagement. We know which lenders are deploying capital right now, what they want to see, and how to position your business to get the best possible outcome. Whether you’re financing growth, completing an acquisition, recapitalizing your balance sheet, or navigating a more complex situation, we’ve done it before. We work across industries, market cycles, and the full capital structure.

Practically speaking, this means FOCUS uses its tools to:

  • Understand each client’s short-term issues, underlying economic drivers, current capital structure and long-term goals
  • Assess the capital needs and review the alternatives
  • Develop a strategy to go to market for capital, considering sources and timing
  • Execute – go to the capital markets for solutions

Services

FOCUS leverages the operating experience of its bankers and its deep network in the capital source community to develop and execute solutions tailored for each client’s individual needs.

Solutions

  • Funding organic growth
  • Financing acquisitions
  • Refinancing capital structure
  • Funding a turnaround plan
  • Providing partial liquidity to owners
  • ESOP advisory

Deal Types

  • Refinancings
  • Recapitalizations
  • Leveraged buyouts
  • Dividend recaps
  • Acquisition financing
  • Turnaround/bridge loans
  • Management buyouts
  • Equity raises

Capital Type

  • Asset backed loans
  • Senior debt
  • Unitranche debt
  • Mezzanine debt
  • Convertible debt
  • Preferred stock
  • Common equity

Stressed Situations

  • M&A Opportunities
  • Restructuring/ reorganizations
  • Recapitalizations
  • Strategic alternatives assessment
  • Turnaround/bridge loans

Differentiators

Experience

We have helped many companies identify and execute on appropriate, viable, capital raising strategies in challenging times as well as in the favorable markets of recent times.

Industry Expertise

We can ask the right questions quickly, zeroing in on which pieces of a company’s business model are at the heart of the current financing challenge. Identifying, quantifying, and prioritizing the source issues – these are the first steps in developing a practical resolution.

Perspective

A broad view of the current landscape (the immediate cash issues facing many lower middle market companies today) and a deep understanding of the universe of options for sourcing capital suitable for our clients.

Operating Background

As financial advisors with deep operating experience, we bring both skill sets to bear, seeking options that support not only survival in the near term but growth as the economy rebounds in the future.

Related Deals

Frequently Asked Questions for Capital Raising

FOCUS acts as your financial advisor throughout the entire capital-raising process from assessing your needs and developing the right strategy, to going to market and negotiating terms with capital sources. We don't just make introductions; we run the process.

FOCUS helps with companies with revenues between $10M and $250M. If you're not sure whether you fit, a brief conversation with one of our advisors will tell you quickly.

We work across the full capital structure: senior debt, unitranche debt, mezzanine debt, convertible debt, preferred equity, and common equity. The right structure depends on your goals, current capital stack, and what the market will support.

Going direct means you're negotiating alone against a counterparty who does this every day. FOCUS brings competitive tension to the process. We approach multiple sources simultaneously, which typically results in better pricing, terms, and covenants. We also know which lenders are active in your industry and size range right now.

Debt lets you retain ownership but requires cash flow to service. Equity brings in partners (and dilution) but doesn't require fixed payments. The right answer depends on your growth plans, existing leverage, and appetite for dilution. We work through with you in our initial assessment.

A well-run process typically takes 60–120 days from engagement to close, depending on the complexity of the transaction and the capital type. We'll give you a realistic timeline upfront.

Yes; our network spans hundreds of capital sources across senior lenders, private credit funds, mezzanine providers, family offices, and private equity firms. We maintain active relationships and know who is deploying capital in the current environment.

Our fees are structured around success.. We'll walk you through our fee structure in our first conversation.

SPEAK WITH AN ADVISOR

When you choose FOCUS as your partner, you’re not just hiring another Banker. You’re gaining passionate advocates for your business.